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Loyalty to the Han and its Restoration

The Romance of the Three Kingdoms

Loyalty to the Han and its Restoration is the moral and political principle that turns Xuande’s struggle for power into a claimed defense of legitimate rule. It rests on the belief that the Han remains worthy of allegiance even when its authority has been captured by ministers: resisting Cao Cao can therefore be presented not as rebellion against the dynasty, but as service to it. As the Han’s power gives way to rival kingdoms, however, the ideal becomes contested, forcing characters to argue over whether loyalty means preserving a failing line or accepting that Heaven has transferred the Mandate.

A dynasty in decline

The novel places the ideal against a long cycle of imperial collapse and reunion. Earlier dynasties fracture into competing states before one power reunites the realm; the Han itself is restored after an earlier division, only to splinter again under Emperor Xian. The account traces this latest crisis to the failures of Emperors Huan and Ling and the resulting domination of the court by the Ten Imperial Attendants. In this setting, loyalty to the Han is not simply allegiance to an effective government: the court’s weakness and capture by faction make the question of who truly serves the dynasty urgent.

That distinction shapes the opposition between Xuande and Cao Cao. Cao Cao holds the emperor and commands extensive power, but Kong Ming describes him as a rebel against the Han, arguing that control of the ruler does not make his authority legitimate. When Xuande asks Kong Ming for guidance, he says that the Han is collapsing and its authority has been usurped by evil ministers; despite his own weakness, he wants the land governed by justice. Kong Ming’s strategic assessment acknowledges Cao Cao’s immense army and political advantage, yet treats him as an adversary who cannot simply be accepted as the rightful ruler.

Loyalty as an active duty

Kong Ming gives the ideal its sharpest ethical formulation when opponents argue that the Han’s Mandate is ending and that resistance to Cao Cao is futile. He answers that loyalty and filial piety should shape a person’s life, and that a Han servant who sees power abused has a duty to help remove the abuser. In this argument, fidelity to the dynasty requires judgment and action; obedience to whoever presently commands the court would confuse possession of power with rightful service. Kong Ming therefore condemns the suggestion that Heaven has already chosen Cao Cao as a betrayal of both king and father.

The ideal nevertheless works alongside practical statecraft rather than replacing it. Kong Ming urges an alliance between Xuande and Sun Quan, reasoning that Cao Cao’s troops are exhausted, unfamiliar with naval warfare, and reluctant conscripts, while Xuande’s forces and Liu Qi’s men can contribute to a combined resistance. The alliance, he argues, can establish a three-part balance among the north, Jingzhou, and the south. The plan makes restoration a political project dependent on military resources and cooperation, not merely a declaration of loyalty. Its urgency reflects the imbalance of power: Cao Cao controls the emperor and commands far greater forces, while Xuande must build the means to oppose him.

From resistance to a claim of rule

As Xuande’s position strengthens, the language of loyalty changes from opposition to usurpation into a question of whether he should himself become emperor. After victories in Hanzhong and the restoration of peace in the surrounding regions, Kong Ming urges him to accept the throne. He argues that Cao Cao has seized so much power that the true ruler has been displaced, while Xuande’s benevolence and control of Shu equip him to destroy the traitor and answer the will of Heaven and the people. Xuande objects that, despite his descent from the House of Han, taking the throne could make him appear a rebel. Kong Ming counters that refusing the title out of fear of criticism risks losing the people’s support.

Xuande’s own language makes the restoration claim personal and unfinished. At a temple, he asks Heaven to reveal whether his fate is to return to Jingzhou and become king; when his sword splits a rock, he interprets the sign as auspicious. He explains that, though nearly fifty, he has failed to rid the country of traitors and remains distressed by that failure. The sign does not erase his record of weakness or settle the political question by itself. Instead, it gives symbolic force to his hope that he may still destroy Cao Cao and revive the Han.

Rival mandates and the problem of succession

Cao Pi’s accession exposes the same dispute from the opposing side. The abdication announcement attributed to Emperor Xian claims that Heaven’s signs and the people’s hearts show that the Han era has ended and fortune has passed to the Cao family. It presents the transfer as following the precedent of Yao, who did not favor his own son, and as an act undertaken for the empire rather than private gain. Through this appeal to Heaven, popular feeling, and ancient precedent, the document recasts the Han’s end as a legitimate transfer rather than a seizure.

The ceremony complicates that justification. Cao Pi first refuses the throne at Sima Yi’s urging, then accepts it at an Altar of Abdication before officials and soldiers, receiving the jade seal of authority. Emperor Xian is demoted and ordered away. But a violent storm breaks out during Cao Pi’s subsequent worship of Heaven and Earth: the sky darkens, the ritual lanterns topple, and he collapses in fear. The episode places the language of an orderly transfer beside a portent that appears to contradict it, leaving the claim of Heaven’s approval uneasy rather than secure.

In Chengdu, reports and rumors about the change of dynasty distress Xuande, and Kong Ming proposes that Xuande be crowned emperor of Han to continue the line as a descendant of its founder. Xuande recoils, calling the suggestion rebellious and disloyal; Kong Ming answers that Cao Pi has usurped the throne and that Xuande has a proper duty to take it back. The exchange shows that restoration is not a settled moral formula: the same act of accession can be cast as treason or as resistance to treason, depending on which claim to legitimacy is accepted. The ideal sustains Xuande’s opposition to Cao Cao and gives his own imperial claim a rationale, even as the passing of the Han makes restoration inseparable from a new struggle over who may speak for the dynasty.